Where are my assets held?

Clients’ assets are held by a custodian. Our preferred custodian is TD Ameritrade. A custodian is usually a bank or brokerage firm which has custody of a client’s assets, collects interest and dividends and settles security trades. Generally, the custodian reports all transactional activity and portfolio holdings through a monthly statement. A custodian may also act as a broker to execute trades on behalf of the client.

The Broughton Investment Group, Inc. does not perform custodial functions. We do not hold cash or securities for customers.