take the test
financial advisor development program
ready, set, advise...
The Broughton "Take the Test" Financial Advisor Development Program is a defined path to success for those wanting to get into the financial investment industry that has a passion for helping people define and achieve life goals through financial planning and education using unique and innovative methods.
don't quit your day job...yet.
Our "Take the Test" program is a "go at your pace" program. You can study for the exams and take the test at your pace, and we'll reimburse you once you've passed and upon placement at the firm as an advisor. You can begin your journey as a financial advisor without leaving the safety net of your current job.
noun: financial advisor
a financial advisor works directly with clients as their financial planning partner defining objectives to help them achieve their life goals using a custom financial plan that may include investment strategy options, retirement and estate planning, and wealth management.
Do you have the desire to help people understand what their money can do?
Are you passionate about serving people and making a difference in their lives?
Do you pride yourself on being different and want to show the world?
Do you possess high ethical standards, and are resilient through change?
Are you motivated to grow yourself and your business to last you a lifetime?
whats it mean to be an advisor at BIG?
a career as a financial advisor professional at Broughton gives you the opportunity to help clients do the following:
Understand their options and opportunities related to their money and it's potential growth.
Create a custom actionable financial plan that helps them achieve their life goals.
Understand and help them reduce their financial risk.
Protect their assets through financial education and support.
Help them create a legacy for their family and future generations.
as a financial advisor at broughton you'll enjoy:
development assistance :
You'll have access to top tier training and dedicated support.
Individualized marketing tools to create your specific brand.
Ongoing education program including reimbursement options.
Business and marketing plan with clear, defined paths to your success.
tech stack and tools:
Designated Virtual Assistant
Appointment setting and campaign specific lists provided.
Advanced CRM platform.
"One the road" digital assets to streamline contact with clients and prospects.
Our compensation package is your chance to define how much you earn and the lifestyle you want to live. There multiple compensation packages that you have the option of exploring with your team lead to fit your needs.
diversity and inclusion:
It's more than just a saying...it's a way of life. We're pretty proud of this concept. The notion to step out of the old "suit and tie" and step into our authentic selves so that we can provide a higher level of transparency and service to our clients is done so that they know that their best interest is the full focus. We have created a collaborative culture that is paramount to the success of our team and the relationships created in our community.
keep broughton weird.
PER FINRA: To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
These exams cover a broad range of subjects on the markets and the securities industry and its regulatory structure. This includes knowledge of FINRA rules and also the rules of other self-regulatory organizations (SROs). The purpose of the exams is to ensure that an individual acquires a minimum level of understanding and expertise.
PER TEXAS STATE SECURITIES BOARD: In order to register as an investment adviser a person must complete the Uniform Investment Adviser Law Examination (Series 65) or the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). See Rule 116.3.
important. read this.